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Kennedy Pearce Consulting
,
London, Greater London
Chief Compliance Officer
Overview
DESCRIPTION/ JOB PURPOSE The purpose of this role is to support the Chief Operating Officer of ICE Trade Vault Europe, the European trade repository in relation to transaction reporting under EMIR, REMIT and any other relevant reporting regimes. Work would be varied including rules queries and drafting, monitoring and approving technology releases, regulatory analysis and support, and providing assistance to the counterparties, regulators and executive management with regard to the day to day management of the trade repository and development of new reporting initiatives. DUTIES AND RESPONSIBILITIES To perform various administrative, project management and compliance tasks To liaise with the business, regulators and counterparties on compliance with relevant reporting regulations To assist in the organisation and management of new reporting initiatives and regulatory requests To provide guidance and support to the business and development team of ICE Trade Vault Europe in order to ensure the underlying technology's compliance with current and future regulatory initiatives To advocate on behalf of ICE Trade Vault Europe and its customers with regard to current and future regulatory initiatives To organise and coordinate board meetings To respond to requests for information and consultation papers required by the relevant regulatory bodies To ensure ICE Trade Vault Europe's compliance with EMIR, REMIT and any replacement UK legislation onshored under the European Withdrawal Act, including the underlying regulatory and implementing technical standards To participate in various projects and build organisational knowledge PERSON SPECIFICATION Educated to a degree level with relevant experience Experience and sufficient legal knowledge to make decisions independently Exceptional drafting and organisational abilities Good attitude and willingness to learn and work with a variety of teams Proven experience and willingness to work independently Experience in the derivatives industry (including commodities, financial and credit) transaction reporting or trading is desirable Demonstrated aptitude or willingness to learn the relevant technologies and understand their interaction with the relevant regulations Experience of working within a highly regulated environment is desirable Qualified lawyer with domestic or international experience is desirable. This job was originally posted as www.totaljobs.com/job/89777063