investment compliance Jobs in UK

UK investment compliance Job Vacancies

• HR & Compliance Coordinator - Start Virtually - Investment Finance

  Angela Mortimer Plc International Division - London, Greater London 2020-04-01T03:03:48+0000

  HR & Compliance Coordinator £30k - £35k Investment Finance City Working with a stable financial investment company based in the heart of the city, we are looking for an HR and Compliance Coordinator to...

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• Compliance Monitoring Manager Investment platform / IFAs/ Retail FS

  Merje Limited - London, Greater London 2020-04-01T03:02:06+0000

  Job Description: The purpose of this role is to be responsible for the operation of the Compliance Monitoring Programme including delivery of the annual risk based Compliance Monitoring Plan – and prov...

  Salary: £75,000.00 (Annually) Read more

• Compliance Monitoring Manager Investment platform / IFAs/ Retail FS

  Merje Limited - London, Greater London 2020-03-31T03:07:18+0000

  Job Description: The purpose of this role is to be responsible for the operation of the Compliance Monitoring Programme including delivery of the annual risk based Compliance Monitoring Plan – and prov...

  Salary: £75,000.00 (Annually) Read more

• Compliance Monitoring Officer - Investment / Financial Services

  Oval Recruit - Horsham, West Sussex 2020-03-31T03:06:55+0000

  Compliance Monitoring Officer - Investment / Financial Services Horsham - £40,000 Package We are working closely with a large expanding Financial Services Group whose entrepreneurial approach to the m...

  Salary: £32,500.00 (Annually) Read more

• Investment Compliance Guideline Analyst

  Goodman Masson - London, Greater London 2020-03-31T03:06:34+0000

  A prestigious Investment Manager in London are seeking an Investment Guideline Compliance Analyst to join their team. The successful candidate will be given a high level exposure and be responsible for...

  Salary: £40,000.00 (Annually) Read more

• Investment Compliance

  Eileen Richards Recruitment Limited - Leicester, Leicestershire 2020-03-31T03:06:17+0000

  Investment Compliance Leicester C £45,000 p.a. plus Discretionary bonus and fantastic benefits An exceptional Compliance role that will offer you the opportunity to work with a high network of individu...

  Salary: £45,000.00 (Annually) Read more

• Investment Compliance Guideline Analyst

  Goodman Masson Limited - London, Greater London 2020-03-31T03:05:19+0000

  A prestigious Investment Manager in London are seeking an Investment Guideline Compliance Analyst to join their team. The successful candidate will be given a high level exposure and be responsible for...

  Salary: £40,000.00 (Annually) Read more

• Risk & Compliance Officer - Investment Bank

  Axon Moore - Manchester, Greater Manchester 2020-03-31T03:05:13+0000

  Axon Moore has been engaged by an award-winning investment bank as it looks to appoint a Risk & Compliance Officer to be based in their Manchester office. With a fantastic track record, market leading ...

  Salary: £65,000.00 (Annually) Read more

• Compliance Associate, Investment Management

  Alexander Lloyd - Ipswich, Suffolk 2020-03-31T03:04:20+0000

  This is an exciting opportunity to join an expanding-yet-established investment management business; where you will be supporting various stakeholders across the business in the development and impleme...

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• Compliance Generalist - Investment Firm - Up to £55,000

  Hays - London, Greater London 2020-03-31T03:04:19+0000

  An established investment firm is seeking to hire a candidate with trade surveillance experience. You will sit within the firms growing compliance function alongside an industry leading chief complianc...

  Salary: £30,000.00 (Annually) Read more