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Goodman Masson
,
London, Greater London
Investment Compliance Guideline Analyst
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Job Type: Full-time |
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Salary: £40,000 per annum |
Overview
A prestigious Investment Manager in London are seeking an Investment Guideline Compliance Analyst to join their team. The successful candidate will be given a high level exposure and be responsible for monitoring investment portfolios to ensure compliance with investment guidelines. Key responsibilities: Ensure proper restriction coding in Firm's order management systems; test new and existing investment restrictions, and ensure timely implementation of applicable investment guideline updates Review, interpret and summarise investment guidelines for new mandates Administer additional control and monitoring functions, such as monitoring of trade allocations to ensure allocation fairness Requirements: Experience utilising Aladdin for investment compliance highly preferred 3-5 years' experience within Asset Management Investment Compliance or Fund Compliance is required Familiarity with UCITS, AIFM, and 1940 Act regulations preferred