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Goodman Masson
,
London, Greater London
Post Trade Monitoring - Compliance - Asset Management contract
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Salary: £300 per day |
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Overview
Key Objectives Taking ownership of daily tasks and processes within the Risk and Compliance department ensuring that tasks are delivered within the agreed timeframes Assist the Risk and Compliance team in maintaining compliance policies and procedures Maintain the approval process and record-keeping logs for the Restricted List; Gifts & Entertainment; PA Dealing; Outside Business Interests; Insider/Project Lists Conduct Market abuse monitoring using Bloomberg Trade Cost Analysis (BTCA) Perform post-trade monitoring of IMA guideline restrictions on Bloomberg AIM system (VMGR) Review e-communication alerts on Bloomberg Vault system Organising and maintaining appropriate record keeping procedures and document filing Assist with the completion of periodic and desk-based compliance monitoring Conduct Counterparty AML Due Diligence Perform AML sanctions checking including testing, setting up new names on World Check, screening and reviewing alerts Assist in the administration of the attestation process for Risk and Compliance Assist with annual and ad-hoc training and be responsible for record-keeping and the administration of SkillCast (Computer Based Training system) Uploading Error & Breaches and other risk data into the risk system Provide support to the other members of the Risk & Compliance team generally and as agreed assist on specific projects or work streams. You will have Minimum 2 years' experience in a Compliance based role within financial services (FCA regulated firms) Good use of written and oral English Good knowledge of using Bloomberg in a monitoring role Ability to work well in a fast-paced, small team environment Excellent communication and confidence with a high level of energy to build strong relationships, and take initiative