Risk & Compliance Director Investment Management

Clarc Recruitment Limited ,
London, Greater London
More Details
Salary: From £130,000 to £150,000 per annum + Bonus & Benefits

Overview

We are recruiting for a Global Investment Management business looking for Risk & Compliance Director (SMF 16 & 17) to join their London office in a broad and varied role, managing a small team. This role would appeal to a candidate that is comfortable working in a hands-on role liaising with senior management daily. Candidates must have excellent qualifications and be comfortable carrying out high level psychometric testing as part of the interview process. Main Responsibilities: Responsibility for the Risk & C o mp li a nce funct i o n and ma n a g e ment of the corporate risk and compliance framework A t t end to r i sk a n d c o m p li a n c e r eq u i r ements and strategic matters Hold relevant Control Functions for the UK business Input across the global Risk & Compliance function A d v ise o n a l l r e gu l a t o r y aspe c ts affecting the UK business. Dev e l o p, i m p l e m ent a n d enf o rc e risk strategy, plans and p o li c i es Pr e s en t i ng to ex i st i ng a n d p o tent i a l i nve s t o r s (with respect to risk & compliance matters) Presenting to and reporting to senior executives, committees and Boards Li a i s o n w i th a n d m a n a g ement o f ex t e r n a l l e g a l a n d i nte r n al a u d i t p r o v i d e r s Assist in the development of new product, services & any other business activities. Complete other strategic projects for the business as and when required. Job Requirements: Ideally 10 years Risk & Compliance experience within a similar Investment Management business. Previous experience holding relevant Controlled Functions preferable. At least 2 years experience managing a team. Degree educated, minimum 2.1, ideally within Law, Economics or Finance. Relevant professional qualifications an advantage. Excellent communication skills, both written & verbally. The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. This job was originally posted as www.totaljobs.com/job/89763271

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