Product Features
Blog
Contact Us
Sign In
Looprs
,
London, Greater London
KYC & Internal Audit Associate
Overview
Job Description
Our client are a leading international information, data provider in energy and commodity markets; the data and price reports they provide being invaluable across industry. They are looking to hire a KYC, Compliance & Internal Audit professional to manage onboarding of new clients, continuous audit and process review of KYC procedures to ensure rigorous, best in class practises are adhered to in a fast moving, non-regulated competitive environment. Key responsibilities * Accountability for the management, administration of the end-to-end Know Your Customer (KYC) process, entailing the running of structured reports for all new potential customers/clients, their interpretation and onward distribution to legal and other stakeholder teams within the business, ensuring that all issues are promptly and effectively resolved * Build a strong internal network between all global KYC stakeholders, providing education and training on compliance issues * Liaise with third parties including banking, trading, financial services partners * Function as the company's centre of expertise on all issues relating to KYC and customer on-boarding, proactively suggesting improvements to processes and procedures * Track relevant legislation globally and make recommendations on updates to ensure our compliance procedures stay current and ideally best in calss * Process map and document all the procedures relevant to customer on-boarding * Undertake a programme of internal audit and process review as determined by the Group Compliance Committee, completing assessments and making recommendations for system improvements * Build relationships with staff across the organisation, including the Finance, IT and HR departments to understand procedures and to assist in designing effective processes to manage risk * Ad hoc support to the Compliance and Finance teams Skills and Experience * Educated to degree level ideally with further qualifications in Finance * Experience working in a compliance function to conduct internal audits and to design and introduce new processes to effectively manage risk * Knowledge, experience in KYC, CDD, EDD, advanced due diligence and regulatory requirements * Strong communications skills with the confidence to build relationships with senior staff across internal and external contacts * Experience in running training and producing guides, training material * Strong Excel experience including analysing complex spreadsheets * Ability to draft detailed documentation * Excellent attention to detail * Ability to multi-task and prioritise work to meet deadlines * Ability to understand complex commodity markets; ideally experience in commodity, energy and trading markets This is a wonderful opportunity for an experienced Compliance, KYC, Audit Professional to join a fast growing, internationally renowned commodity pricing information provider. The organisation are known as a top employer, investor in people and offer real long term career opportunities. Please apply now to avoid disappointment! Keywords-Compliance, KYC, EDD, CDD, Due Diligence, Internal Audit, Energy Trading, Commodity Trading, Commodity Price Index, Audit, IIA, Risk Management, SOX, IOSCO, Trading Compliance, Risk Assurance, Internal Assurance, Regulatory Compliance Loop Resourcing Solutions LTD. and our client are an equal opportunities employer. Loop RS always endeavour to get back to every applicant, however, due to the high volume of applications received, if you do not hear back within 10 working days unfortunately your application has been unsuccessful.