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UBS Financial Services
,
London, Greater London
Client Price Setting Governance Office Specialist
Overview
Job Description
Client Price Setting Governance Office Specialist United Kingdom Compliance Corporate Center Job Reference #: 187335BR City: London Job Type: Full Time Your role: Are you interested in capital markets regulation? Would you like to make an impact while working at the forefront of compliance and operational risk agenda of a top tier bank? Would you like to shape the next generation of control frameworks for benchmarks? We're looking for someone to work in our Client Price Setting Governance Office (CPS GO) team whose mandate includes monitoring regulatory developments, setting policy requirements for CPS (such as benchmarks and indices), training and guidance on CPS and performing oversight controls. This role is to support those activities, with focus on the run-the-bank controls, front-to-back control framework reviews, inventory maintenance and implementation of changes needed in response to the EU Benchmark Regulation (EU BMR), and may include: Execution of run-the-bank second line controls around client price setting activities, including benchmarks and indices Daily handling of CPS - related queries from the business Enhance the existing data handling, reporting and control processes through design improvements and automation Run the CPS inventory attestation process, including proving guidance to the business on CPS definitions and requirements Support the performance of periodic front-to-back control reviews and risk assessments Your team: You will be working in Corporate Centre Compliance & Operational Risk Control (C&ORC). The CPS GO has a firm-wide mandate to provide second line of defense oversight over CPS activities, including benchmarks, indices and other mechanisms. Your expertise: Work experience in a top-tier investment Bank Background in control evaluation/ operational risk/ compliance with experience of front office engagement Experience in Benchmarks controls highly desirable Advanced skills in MS Office and knowledge of Bloomberg/ Reuters platforms as well as hands-on experience with Tableau & SAP Business Objects Creative, independently minded, with strong problem solving/ analytical and influencing skills Postgraduate finance oriented education Proficiency in English, 2nd EU language desirable About us: Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world. We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us? Join us: We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now. Disclaimer / Policy Statements: UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.