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WinFX Financial Innovation
,
London, Greater London
Compliance Officer
Overview
Job Description
Company Description WinFX is an automated investment service company that uses AI to intelligently invest capital in individual and joint accounts as well as business and trust accounts. WinFX uses an algorithm that analyses the market and looks for patterns of pre-set mathematical models, enabling it to understand and forecast market trends on a real-time basis. We're always looking for insanely talented people to join our growing team. Interested in helping us build the future and reinvent personal finance? Job Description A financial services firm seeks a Compliance Assistant to assist the Compliance Team and MLRO in assessing, monitoring and reporting across the business. This is a long-term project with a view of establishing, implementing and maintaining a robust and effective compliance framework. Key Responsibilities will include: * Conducting KYC/KYB on customers to ensure compliance with AML regulations and company policy * Assisting with drafting and updating polices and producers * Monitoring changes in regulations and law, and reporting back to management * Monitoring financial transactions for suspicious activity * Assisting with the monitoring and reporting of all compliance risks/checks * Issuing agreements to new customers * Assisting in the implementation of key compliance policies and procedures across the business * Assisting with audits * Performing ad-hoc administrative tasks * Supporting with the provision of research in to legal and regulatory issues affecting the business Qualifications This is a great opportunity to be part of and the ideal candidate will: * Have a minimum of one years' experience in a similar role * Have experience in onboarding customers - corporate and individual * Have practical experience of AML, financial crime laws and regulations * Be proficient in Microsoft word and excel * Possess a high level of attention to detail and excellent organisational skills * Have strong communications skills, both verbal and written * Be willing to learn and take on a challenge * Maintain high standards of work, loyalty, integrity and commitment Qualifications: This is a great opportunity to be part of and the ideal candidate will: Have a minimum of one years' experience in a similar role Have experience in onboarding customers - corporate and individual Have practical experience of AML, financial crime laws and regulations Be proficient in Microsoft word and excel Possess a high level of attention to detail and excellent organisational skills Have strong communications skills, both verbal and written Be willing to learn and take on a challenge Maintain high standards of work, loyalty, integrity and commitment Responsibilities: A financial services firm seeks a Compliance Assistant to assist the Compliance Team and MLRO in assessing, monitoring and reporting across the business. This is a long-term project with a view of establishing, implementing and maintaining a robust and effective compliance framework. Key Responsibilities will include: Conducting KYC/KYB on customers to ensure compliance with AML regulations and company policy Assisting with drafting and updating polices and producers Monitoring changes in regulations and law, and reporting back to management Monitoring financial transactions for suspicious activity Assisting with the monitoring and reporting of all compliance risks/checks Issuing agreements to new customers Assisting in the implementation of key compliance policies and procedures across the business Assisting with audits Performing ad-hoc administrative tasks Supporting with the provision of research in to legal and regulatory issues affecting the business