EDD Analyst (Contract role)

Interactive Brokers Group ,
London, Greater London
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Job Description

Interactive Brokers (U.K.) Limited is looking for a EDD Analyst. This role is a contract role to provide maternity cover for approximately one year. Responsibilities: The EDD Analyst will be responsible for conducting enhanced due diligence reviews on existing higher risk customer accounts, including the following reviews: * Perform Periodic Enhanced Due Diligence review on Individual and Corporate clients and identify and escalate potential AML risks. * Review KYC documentation of higher risk corporate clients to satisfy internal procedures and request additional documentation to ensure compliance with the regulatory requirements. * Ensuring Sanctions Screening, KYC and PEP's are fully investigated in line with regulatory requirements and company policies and guidelines. * Run checks in the Offshore Leaks Database and conduct public domain searches for negative information related to customers and associated entities. * Review any past or pending Regulatory inquiries related to customer account and determine if relevant to enhanced due diligence review. * Review cashiering and trading activity, including deposits, withdrawals and third-party payments, to identify suspicious activity. * Analyse and verify source of funds/wealth information through online searches or other documentation. Qualifications and Experience * Bachelor's degree or higher with a major or concentration in Finance, Law, Accounting, or Information Systems, etc. * Minimum of 2-3 years' experience and familiarity, preferably gained in a wealth or broking or corporate banking environment, with onboarding or reviewing high risk client relationships and carrying out EDD * Have a good working knowledge of UK and EU regulations EU regulations, and other countries' regulations related to AML and EDD requirements. * Ability to make risk-based decisions or recommendations and articulate those persuasively to senior management. * Prior experience in a highly automated environment and/or high degree of comfort with computers and technology. * Intermediate experience with MS Outlook, MS Word, and MS Excel. An excellent opportunity to gain exposure to a business, offering a wide range of products to a wide range of client types, globally. Company Overview Interactive Brokers (U.K.) Ltd., a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR's premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field. IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world. Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools. Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Canada, the United Kingdom, Switzerland, Hungary, Estonia, Russia, India, Hong Kong, China, Japan, Luxembourg, Australia and Singapore. Interactive Brokers (U.K.) Ltd., ("IBUK") in London is regulated by the Financial Conduct Authority (FSA). Click HERE to view a short video with a few words from current Interactive Brokers employees. For more information, please visitwww.ibkr.com/info

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