Compliance Executive, Asset Management

Robert Walters ,
London, Greater London
More Details
Job Type: Full-time
Salary: £55,000 per annum

Overview

Hi all, I'm working with an exciting, independent investment firm for a new compliance hire reporting directly into the CCO. This is a permanent positions based in the City. You will gain exposure to all areas of compliance and the business. You will be the CCO's right hand person and work closely with the front office. Please click on the link below or reach out directly to apply. Key responsibilities Assist the business and clients on all compliance related matters Maintain and develop the compliance and risk framework Assist the Head of Compliance on any ad hoc or compliance related projects Key requirements Experience in asset management compliance, ideally 3 to 6 years Good knowledge of European (UCITS, MiFID, EMIR) and US regulations University degree and/or relevant investment management and compliance qualifications

People also viewed