Analyst - Compliance Monitoring & Testing

Hays Specialist Recruitment Limited ,
London, Greater London
More Details
Job Type: Full-time
Salary: £40,000 per annum

Overview

Your new role Working within a team that is comprised of both Monitoring and Testing (M&T) as well as Trade and Communications Surveillance. The M&T team focuses on conducting reviews and analysis based on specific themes that impact the bank such as record keeping, employee conduct, gifts & entertainment expenses, adherence to specific regulations such as MiFID, EMIR, MAR & MAD that all play a significant role in how banks are governed. You will be mentored by other members of the team but the key areas of your involvement will be: Conducting risk-based thematic and desk reviews of the London and EMEA business areas to provide assurance over compliance and conduct risks to key stakeholders Scoping reviews and developing test programmes Tracking, managing and taking ownership of the remediation of compliance issues by working with relevant business stakeholders Regularly meeting with and engaging with key business stakeholders in order to identify key risk areas Contributing to the quarterly and annual risk assessment Providing support to both the Bank and Securities Head Offices Working in collaboration with the First Line to support their assurance programme Providing regular MI for management and Head Office Performing ad-hoc investigations where required Performing electronic and audio communications monitoring to identify and investigate compliance and/or conduct breaches by staff where required Contributing to projects as directed Other ad-hoc tasks as requested by management This is an excellent opportunity to join one of the largest banks in the world and have a significant impact in reducing the risks that the bank may face. What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

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