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Oliver James Associates
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Cardiff, South Glamorgan
Regulatory Reporting Manager
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Job Type: Full-time |
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Overview
The Regulatory Reporting Manager will proactively manage the Regulatory Reporting Team leading to the successful compliance with regulatory reporting, specifically MiFID, EMIR, AIFMD and other smaller rulings such as Rule 8.3 and DTR5. Principal Accountabilities: Research and implement regulatory change throughout Investment Operations, across all Fund ranges as necessary Actively participate in the management of relationships with stakeholders and other Investment Operations teams Identify processes enhancements, or potential risks, to ensure that reporting provided is of the highest standard and remains fully compliant Manage the resolution of complex outstanding items, business issues and rectify anomalies to ensure high-level of reporting Undertake quality assurance of work to ensure errors are minimised Maintain detailed knowledge of platform operation processes and system Recommend changes to procedures and implement. Participate in department wide reviews of procedures where appropriate Produce insightful and meaningful MI reporting to management highlighting trends, analysis, errors Recruit, manage, develop and engage team members seeking continuous improvement in both quality standards and productivity Skills Required Strong technical investment process knowledge/experience relevant to role, in particular with regards to regulation Strong experience/skills in regulatory controls Demonstrable people management skills, experience of delivering change Proven track record of dealing with and influencing upwards to more senior managers Collaborative and personalised approach to service commitment, delivery and continuous improvement Confident liaising across, Front Office, Investment Operations environments Evidence of effective working relationships with internal and external stakeholder Proven experience successfully managing multiple projects and producing quality deliverables on time and within budget Strong communication skills both verbally and written, with an ability to articulate issues clearly and logically Strong analytical and written skills Developed presentation skills