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Heat Recruitment
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Leicester, Leicestershire
Compliance Officer
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Job Type: Full-time |
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Salary: £25,000 per annum |
Overview
My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They provide tailored financial advice on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and have a comprehensive benefits package to go along with the salary on offer. The Opportunity We are currently recruiting for an experienced Compliance Officer on behalf of a firm of Independent Financial Advisors based in Leicestershire. This is a fantastic chance to build a career in a well-established IFA firm. You will be given the chance to work closely with the firms IFA’s as well as overseeing and improving the firms approach to compliance. A clear and defined career plan will be put in place that will enable you to progress within the firm. You will also be offered the chance to study towards gaining further financial services qualifications should you want to. You will be rewarded with; 10% Non-contributary pension scheme after three months 23 days holiday rising to 25 in addition to public holidays Attendance bonus Free parking Assistance with completing qualifications What’s needed for me to be considered? Strong experience in an IFA firm Level 4 diploma qualified as a minimum Existing experience in Financial Services compliance or risk control Experience of working with bespoke software packages used for financial Planning and support What next? Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements. Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career. Job Synonyms: Compliance Manager, IFA, Compliance, Monitoring, File Review