Senior Compliance Manager - Monitoring - 12 mth FTC

Hays Specialist Recruitment Limited ,
Basingstoke, Hampshire
Job Type: Full-time

Overview

Compliance Manager - Monitoring - 12 Month FTC - Hampshire - Regulatory Compliance Monitoring and Remediation Your new company Market leading Financial Services provider is looking for an experienced Compliance Monitoring professional to support the business on a 12 month FTC. Your new role Will be to undertake the oversight and reviewing of the company's Annual Monitoring Plan and subsequent risk reporting and remediation. Monitoring of regulations and industry publications, and provide updates on forthcoming changes to Senior Management. Additionally update internal processes and policies as necessary to comply with the changes. Ensure business compliance with regulatory rules & guidelines in line with the business model by the development and maintenance of the Compliance Monitoring Programme, and ensuring regular compliance monitoring controls are performed. Coordinate the implementation of the required systems relating to prevention, monitoring, measurement and the control of Compliance in the entity according to the policies set forth by group compliance. Record and investigate any regulatory breaches, and implement any changes to avoid re-occurrence What you'll need to succeed You will be an experienced compliance monitoring professional with experience drawn from a Financial Services regulated environment. The ability to work autonomously to provide robust, commercial and regulatory review across the businesses annual monitoring programme. Providing accurate and timely reporting on any trends and breaches escalating accordingly and with the ability to engage with key stakeholders to deliver any required outcomes, remediation plans and actions. What you'll get in return A competitive salary of up to £50,000 based on experience and on a 12 month Fixed term Contract (PAYE). What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk