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Eximius Group Ltd
,
London, Greater London
Transactional Compliance Analyst - Leading Asset manager
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Salary: £35,000 per annum Good bonus and Benefits |
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Overview
This role sits in the transaction compliance team responsible for monitoring all portfolios within the firm guidelines. Responsibilities • Establishing a thorough understanding of client investment policy statements and policies • Creating and maintaining appropriate Excel models to monitor portfolio compliance both pre- and post-trade. • Ensuring all transaction-based compliance issues are properly investigated, documented, and incorporated into monthly reports. •Assist the Transaction Compliance Manager in proposing policy amendments to address identified risks and/or inefficiencies. • Working with other departments within the firm to timely complete various regulatory filings. • Serving as a policy resource to members of the investment, legal, management and operational teams. • Assisting in the vendor due diligence oversight process. • Staying abreast of industry trends through personal research, networking, and conference attendance. • Providing coverage for absent Trade Compliance team members • Performing other ad hoc requests as assigned. The successful candidates will have the following: Top academics 1-3 years experience in Compliance or Audit (transaction compliance preferred) Good industry knowledge This job was originally posted as www.totaljobs.com/job/89938731