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Heat Recruitment
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Birmingham, West Midlands
Compliance Assistant
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Salary: From £18,000 to £25,000 per annum |
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Overview
Compliance Assistant Location: Birmingham Salary: £18,000 - £25,000 The opportunity for a Compliance Assistant to join a National Financial Services Practice who provide a personal, independent and bespoke wealth management service to high net worth clients. The Opportunity During a period of growth, our client is looking for someone to contribute to the work of the Training and Competence scheme and FCA authorisations when required and ensure that FCA expectations are met across authorised subsidiary businesses. You will work with Directors and colleagues within the Risk & Compliance function to ensure the highest possible standards of advice and service to clients are maintained, all staff understand and meet their regulatory responsibilities and adhere to policies and procedures. This is an important role which is central to the delivery of positive outcomes to clients. What’s needed to be considered In order to be considered for this unique opportunity, candidates need to have – Previous experience in a Training & Competence environment is desirable Knowledge of UK regulatory system Any Financial Services qualifications are desired What’s next? Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion, we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements. Additionally, refer a friend or colleague to us and receive £200 if we assist them in securing a new career. Synonyms: Compliance Administrator, Compliance Officer This job was originally posted as www.totaljobs.com/job/89939434