Harrison Holgate
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London, Greater London
Compliance Monitoring Assistant
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Job Type: Full-time |
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Salary: £28,000 per annum |
Overview
A Specialist Broker is currently recruiting for a Compliance Monitoring Assistant to join their team in London You will undertake monitoring and reviewing activities, conducting in-depth investigations, and developing management information reporting to assess trends in regulatory performance. Responsibilities: Contribute to the delivery of compliance monitoring plan, and responsible for ensuring regular compliance monitoring reviews are conducted on time. Support the Compliance Monitoring Officer in undertaking and coordinating compliance monitoring activities across its subsidiaries and Appointed Experience: Insurance experience within Compliance or Audit