Resource Matters Ltd
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Newmarket, Suffolk
T & C Consultant - Mortgage and Protection
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Job Type: Full-time |
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Overview
Our client is a National Wealth Manager who is looking for a Field Based T & C Consultant for their Mortgage and Protection Division. You will be expected to:- Deliver key elements of the published T&C framework, in line with the firm’s culture, values and risk management approach Conduct competency assessments as and assist advisers in obtaining Competent Adviser Status Responsible for the delivery of key compliance issues that arise from regular KPI reviews Responsibility for achieving and maintaining consistent good quality KPI outputs across the adviser force To ensure T&C records remain actively updated and record-keeping is of a high-quality To maintain personal adherence to the T&C supervisor T&C scheme Support and deliver aspects of training and development as required including assisting with the delivery of consultant inductions in order to validate initial competency To support advisers in developing their knowledge and skills To work in collaboration with the Group’s Risk department, to assess adviser competence and effect solutions to mitigate key compliance risks There is an expectation that all supervisors will be willing to travel nationwide, although the position is field-based, there is a requirement to attend offices, as and when required, for administration, feedback and regular reporting of activity. Requirements · Mortgage and Protection sector T&C supervision experience · Appropriate qualifications - typically R05 or CEMAP as a minimum · Excellent communication and interpersonal skills · Ability to bring about change in groups and individuals · Strong work ethic and self-motivated · Commercially minded rule focus · Technologically competent