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SimplyBiz
,
London, Greater London
Compliance Officer - Field Based
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Salary: Up to £45,000 per annum + car allow, fuel card & discretionary bonus |
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Overview
You will join us as a Field Based Compliance Officer to deliver a market leading proactive compliance consultancy service to directly authorised firms in the South London area. We are especially interested to hear from individuals with discretionary fund investment management expertise. As this role is field based you will be expected to travel to our clients so a full driving license is required. Compliance Officer Responsibilities: Create and maintain effective relationships with members (IFA's / Mortgage Brokers), increasing knowledge and understanding of their business. Build an appropriate programme of visits to meet the requirements of firms through effective planning, organisation and time management. Provide consultative support to member firms including FCA regulation reviews, systems and controls audits, training and development. Compliance Officer Requirements: Previous experience working in a regulatory / compliance environment. Level 4 diploma Current valid driving licence About SimplyBiz Group: The SimplyBiz Group provides the very highest quality of comprehensive compliance and business support to the 4000 financial advisers throughout the UK who choose to use our services. During our successful fourteen year history we have never lost sight of our primary purpose – to provide support and guidance to directly authorised firms in every area of their business. Every decision about our proposition and the development of the Group over the past decade has been made after asking ourselves one simple question; will this benefit the firms we serve and their clients? Each staff member of our 400 strong team understands that advisers and their needs are central to everything we do and our culture and ethos places the firms we serve firmly at the heart of everything the SimplyBiz Group does. We offer the experience, expertise and regulatory guidance that puts advisers firmly in control of their own businesses. Benefits : Home based, manage own diary, support with administration,23 days annual leave, increasing with length of service (and the option to buy or sell up to 10 days), pension, income protection and life assurance cover, access to our Employee Assistance Programme This job was originally posted as www.totaljobs.com/job/89709375