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UBS Financial Services
,
London, Greater London
Senior Audit Manager, Wealth Management
Overview
Job Description
Your role: Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for someone like that who can: - conduct and lead audits to assess risks of the business and effectiveness of the controls to address the risks of Wealth Management business - analyze and assess risks and barriers to delivery (investment suitability, supervision, cross-border), assumed by both the business and support functions - identify and evaluate the effectiveness of controls designed to address those risks prepare reports of audit findings for UBS senior management, working with them to arrive at practical and sustainable solutions, monitor the results - engage with local and regional business management to monitor any changes in risk profile or business developments - support the continuous risk assessment processes to establish and review the audit plan and provide input for planning sessions Senior Audit Manager, Wealth Management City: London Job Type: Full Time Country / State: United Kingdom Function Category: Audit Join us: We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now. Disclaimer / Policy Statements: UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce. Your team: You will be working in the Group Internal Audit team. GIA's role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee. We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team is responsible for auditing the Wealth Management business in the UK and Jersey. Your expertise: - proven experience in audit, compliance or internal control areas in the financial industry, with a strong background in wealth management - experience could have been gained at a consulting firm or in an internal audit function - strong skill-set in leadership, project management and analytics, as well as a desire to keep up with industry, regulatory developments and learn new concepts and methods - a detailed understanding of banking operations and regulations as well as quantitative approach to problem solving - excellent communication skills, able to effectively communicate at different levels of an organization verbally and in writing - reliable when working independently, with sound judgment for when to escalate issues *LI-UBS . About us: Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world. We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us? Your colleagues: Job Reference #: 189289BR Business Divisions: Corporate Center Title: