Senior Compliance Officer

Dozens ,
London, Greater London
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Overview

Job Description

The Company Dozens is revolutionising the way people manage their money and challenging the entire financial industry in the process. How you manage your money can have a hugely positive or negative effect on your life. It affects everything from how you live, to decisions you can make and experiences you have, even your mental health. Yet it's something we're not taught about in school nor by the institutions who hold our money. Why? You'd think your bank is there to help with our finances, right? The truth is that banks, building societies and fintechs have always relied on debt for profit. They actually encourage customers to spend in order to charge for overdrafts and offer short term loans. They need people to mismanage their money to keep their profits and investors happy. Isn't there a massive conflict of interest there? You want to do everything you can to secure your future - yet, your bank wants you to slip up, so it can secure its own. We don't think institutions are doing all they can to help people manage their money. Either in terms of new technology, in terms of data or in terms of financial products. So we started Dozens. Dozens is a fintech that is challenging the banking industry by focusing on customers' growth rather than seeking profit from their debt. We can proudly say we do everything possible to help our customers move forward financially. With our bright mango yellow debit card and full-featured app, Dozens combines a current account, with budgeting and saving tools, unique financial products and an investment provider all designed to help people, whoever and wherever they are, move from spender to saver to investor. We are looking for a senior compliance officer to join our wonderful team and support our business and its mission. The role You will be a trusted advisor to the business, assisting in all compliance and regulatory matters. You'll provide technical advice and guidance relevant to a twice-FCA regulated business, particularly in relation to investments, but also payment services and internal employee compliance. You're a person that delights on getting stuck in and you're keen to learn. You thrive in helping a business *do* business and can create colours from the shades of grey found in regulation. You want to be part of a business that puts compliance and regulation at its very heart and has utmost respect for the regulator and its customers. At Project Imagine you'll find people keen to learn about and comply with rules. You'll support the compliance programme and continue to help build the compliance team. Project Imagine doesn't hire CVs but people. Hiring is social and informal, not about where you've been but where you want to go. We look forward to meeting you! Responsibilities * Key support to compliance team in ensuring Project Imagine's compliance function is a tightly run ship * Providing compliance and regulatory advice to the business (including, business development and new product initiatives) * Keeping abreast of regulatory change and apply commercial thinking when implementing new regulation * Identifying gaps in the team's compliance and regulatory knowledge and creating and delivering appropriate training * Implementation of operational compliance including internal monitoring (from personal account dealing to call centre support) * Ongoing diligence of business partners to ensure customers are receiving the best service * Regulatory reporting (both internal and external) * Attendance and participation at industry meetings and forums Skills & experience * 4+ years' experience within investment / wealth management compliance and regulation * Qualification, experience and drive to act in a trusted advisor capacity within a regulated environment * Understanding of the current regulatory environment * A proven track record of strong execution skills * Desire to work in a fast paced, start-up environment Benefits * Start-up culture - fun, friendly, fast paced * 30 days holiday (plus your birthday!) * Generous training budget * Medical insurance, critical illness cover, life assurance, income protection Location The team are currently working remotely - aiming to return to the office at the end of the summer www.dozens.com www.projectimagine.com

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