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Reed
,
London, Greater London
Senior Compliance Executive
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Job Type: Full-time |
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Salary: £60,000 per annum |
Overview
My client, one of the leaders in Private Wealth sector is looking for a Senior Compliance Executive to join their team of experts. They are going through a period of growth and have opportunity to join the business, working closely with the equivalent Senior Compliance experts in the Isle of Man, Jersey and Guernsey. The key responsibilities include: Keeping up to date with relevant changes in UK compliance regulation and laws in accordance to FCA & PRA. Ensuring all compliance policies and procedures are written, approved and maintained. Responsibility for implementing and reviewing AML/CFT related policies and procedures in conjunction with jurisdictional Senior Executives in other Company's branches. Regulatory reporting via Gabriel and Connect, being responsible for daily SCV checking. Ensuring risk and compliance requirements are met and promote strong compliance culture within the branch. Ideal candidate will have: Strong working knowledge and understanding of banking, investment and wealth planning regulations. Around 5 years' experience working in compliance, ideally in IFA business. Ability to work under pressure, working with key decision makers. Excellent interpersonal skills and ability to develop strong relationships. Strong communication skills with ability to present to Senior Stakeholders & Executive Committee. ICA or CISI Diploma in Investment Compliance or similar. For the right person, the Company is offering salary between £60,000-£80,000 benefits. If you are interested in this opportunity, please do apply today.