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Adecco
,
Oxford, Oxfordshire
Compliance Assistant
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Job Type: Full-time |
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Salary: £20,000 per annum |
Overview
Do you have experience of working within a compliance, KYC/CDD, AML or Legal Conflicts Management environment? Have you got excellent attention to detail? Our client is looking to recruit an experienced Compliance Analyst/Assistant to work alongside the Compliance Manager. You will be providing regulatory support on all contentious SRA and PII issues affecting the business. Duties will include: Providing support in the processing of complaints to the SRA or Legal Ombudsman, including updating records and ensuring timelines for responding are met Assisting the Compliance with the handling of legal professional indemnity/negligence issues, alongside the Claims Handling Team Assisting with the recording and review of SRA breaches that may occur Contributing to the drafting of SRA related policies in relation to the operation and regulation of the firm Assisting with the preparation and delivery of compliance training Dealing with day-to-day queries from the business including issues relating to conflicts, complaints and claims. This will include responding to queries received via the Compliance and Complaints in-boxes as required and escalating high risk issues to the Compliance Managers Conducting file reviews and other assurance as directed by the Compliance Manager Compliance diary management Undertake general administration tasks as required by the Compliance Manager Supporting all members of the Compliance Team in the exercise of their day to day duties In addition, you will need to be a team player, have strong communication skills and be able to demonstrate experience of liaising pro-actively with third parties. For more information about this opportunity, please contact Adecco Aylesbury or apply via this job site. Adecco acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. The Adecco Group UK & Ireland is an Equal Opportunities Employer. By applying for this role your details will be submitted to Adecco. Our Candidate Privacy Information Statement explains how we will use your information - please copy and paste the following link in to your browser https://candidate-privacy