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Austin Andrew Ltd
,
London, Greater London
Senior Compliance Manager - Buy-Side
Overview
We are now recruiting for this newly created role Our client is a specialist firm based in the heart of London's West-End - its clients are generally asset managers , venture capital and private equity firms and brokerages for which it provides an array of services This role will help to lead and develop a team looking after governance , risk and compliance oversight for these clients and their regulatory platform Key Responsibilities : Compliance Oversight Analysis of regulatory developments and horizon scanning Assist with the execution of compliance monitoring programme Support the Head of Compliance Deliver training Review of financial promotions Experience Candidates will have significant buy-side compliance experience - product governance and financial promotions experience will be advantageous An interest in technology would be very helpful This job was originally posted as www.totaljobs.com/job/89049212