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Sanderson
,
Bristol, Bristol
Compliance Officer - SMCR
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Job Type: Full-time |
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Salary: £50,000 per annum |
Overview
Our client is an established Professional Services firm who are recruiting for an experience Compliance Officer to report directly in to the Risk Director. Key Responsibilities: Acting as SMF16 Compliance Oversight Function with the prescribed responsibilities of performance by the firm of its obligations in respect of notification and training of the Conduct Rules Reporting to the management structure about the firm's compliance with the regulations and rules that apply to a firm as set out in the FCA handbook and in particular adherence to the SMCR regime, COBS, MCOB and SYSC Supervising the Business Support unit to ensure the production of suitable data sets required to enable and inform the FCA reporting regime Key Skills & Experience required: Experience of the FCA Approved Persons function and the new SMCR regime Detailed knowledge and experience of the Financial Services industry Excellent interpersonal skills with the ability to influence senior stakeholders Strong communication skills both written and verbal