ECOD - Compliance Assurance & Testing Market Reviews

We're looking for a candidate to this position in an exciting company. Applying experience as an SME to conduct risk based reviews and deep dives of the London business areas to provide assurance over compliance risk to key stakeholders Scoping reviews and developing test programmes for the business areas and assisting in the creation of the Annual Assurance Plan Performing electronic and audio communcications monitoring to identify and investigate market abuse and general compliance breaches by London based staff Managing and taking ownership of the remediation of compliance issues identified Regularly meeting with and engaging with key business stakeholders in order to indetify key risk areas and refresh the annual risk assessment on a periodic basis Actively participating in current CA&T projects such as data analystics and e-comms framework implementation ion EMEA Providing support to both the Bank and Securities Global Head Offices and the EMEA testing programmes Working in collaboration with the First Line to support their assurance programme Providing MI for Management meetings and Head Office requests and being able to clearly understand and explain how an identified issue increases risk for MUFG Bank Performing ad-hoc investigations where required Coaching, supporting and training junior members of the team Strong understanding of Banking risks and regulations SME in markets business desirable Strong relationship management skills, as well as communication (written and oral) with senior stakeholders Effective time management skills, with the ability to produce high quality output and meet tight deadlines Problem solving, analysis and reporting skills Ability to exercise sound judgement, balance risk and practicality to determine appropriate actions/ solutions Ability to scope reviews, create test scripts and review the work of others Strong compliance testing or auditing experience required Broad understanding of the FCA Handbooks, Regulatory approaches & OFAC Standards Excellent presentation and interpersonal skills - ability to communicate clearly and concisely both in person and in writing