Assistant Head of Compliance

NJR Recruitment ,
Sale, Greater Manchester
More Details
Job Type: Full-time
Salary: £35,000 per annum

Overview

ASSISTANT HEAD OF COMPLIANCE £35,000 - £45,000 Our Client is an International Firm of Independent Financial Planners specialising in Pension Administration. There offices in South Manchester are looking to recruit an Assistant Head of Compliance to join their established and expanding team. This is a truly exciting opportunity for a high calibre individual, now looking to make a move to improve their career prospects within the Financial Services sector. A good level of basic salary is on offer together with lucrative market leading benefits. Responsibilities Act as the first line of support to the Director and Group Head of Compliance/MLRO on all compliance matters Be at the forefront of key regulatory changes to the Pensions Industry, provide impact analysis of such changes and ensure proactive communication with the business development appropriate policy framework to manage the changes Provide day to day advice and guidance to the business on technical compliance matters relating to the sector Be accountable for the implementation of compliance policies, procedures and framework which require close collaboration with or execution by the business Prepare and execute an annual Compliance Monitoring Plan for the business which includes regulatory reporting, sampling and returns Liaison with Regulators as required and provision of support during the Company's audit and reviews To help deploy policies and procedures that align and monitor company activities to ensure compliance with government, legal and Company compliance standards Conduct compliance risk assessment processes to detect process gaps and inconsistencies The ideal candidate will have worked in the Financial Services Industry in a Compliance with strong Technical Compliance and Risk Management knowledge including but not limited to AML/CFT, GDPR and laws and regulations in the Pension Industry. Our client is looking for a highly motivated individual who enjoys the challenge of a diverse role whilst having a keen eye for detail. It is also essential that the successful candidate is a team player, committed to the company, whilst having a flexible and thorough approach to work. For more information please contact one of our specialist consultants and quote job reference NJR10156

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