Product Features
Blog
Contact Us
Sign In
CKB Recruitment
,
Sutton Green, Surrey
Audit & Compliance Manager
|
|
Job Type: Full-time |
|---|
Overview
We are currently working with an independent insurance broker, who are a schemes/insurer tech specialist. Established over 35 years ago, they are a specialist insurance provider, with a number of different brands within the group, meaning that the compliance work is varied and interesting. They are now looking for an experienced Compliance Manager to join their team on a permanent basis, to be responsible for the audit and FCA compliance function of the business. The position of Audit & Compliance Manager will be central to the firms programme of regulatory compliance. You will use your expert knowledge to ensure that there are adequate and effective controls in place to mitigate against regulatory, reputational, legal and operational risks. They are looking for someone who has worked in Compliance within a General Insurance or Financial Services team, and you will need at least 4 -5 years experience in a similar role, and ideally hold relevant professional qualifications. Responsibilities include: - Providing technical guidance to the firm and its staff Providing compliance support to the firm and its staff Ensuring adequate and effective controls are in place to mitigate against regulatory, reputational, legal and operational risks Identifying potential areas of compliance vulnerability Implementing effective issues and actions tracking Reviewing and analysing new legislation and regulation Undertaking a range of projects as requested by senior management Providing detailed compliance audit reports and making recommendations to the firm of any areas requiring attention Managing and monitoring the effective implementation of compliance related policies including the maintenance of all registers and logs required Managing a register of regulatory returns and notifications Providing compliance advise and support on projects Undertaking Training and Competence activities with staff Conducting client file reviews Identifying and recommending technical skills training where judged appropriate by you Maintaining an up to date knowledge and understanding of regulatory policies. Skills and experience required to be considered for the role would be: Relevant General Insurance or Financial services background within Compliance is essential Educational attainment at degree level useful but not essential Ability to work with and at board level. Technical Knowledge: must have a working knowledge of commercial insurance products Individual working: must be able to work under own initiative identifying when referral needs to be made Very strong attention to detail: demonstrate an awareness of the immediate and the wider implications when applying regulation in practice Time management: must be able to prioritise and manage time and tasks effectively Application of regulation: must have a detailed up to date understanding of FCA regulation and be able to apply this to the business requirements of the firm Commercial Awareness: must be mindful of the commercial objectives of the firm when delivering compliance assistance Commitment & enthusiasm: should have a desire to see the firm succeed Embracing change: should be adaptable to the changing requirements of the regulations and be keen to develop new skills Salary on offer is dependent on your background and experience, but will be highly competitive, please note we can disclose this upon contact with one of our consultants. 28 days holiday (including bank holidays) increasing by 1 day per year to a maximum of 33 days Stakeholder pension scheme Flexitime System - up to 10 "flex" days per year Office hours are 8am to 6pm with 7-hour shifts 1 hour for lunch between these hours (8-4 / 9-5 / 10-6) on a rota basis Performance review system Offices are based in Sutton, Surrey This is an excellent opportunity for the right candidate to join a growing insurer tech business who specialise in online traded business, with onwards progression as the business continues to grow.