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IDEX Consulting Ltd
,
Telford, Shropshire
Senior Compliance Manager
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Job Type: Full-time |
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Salary: £45,000 per annum |
Overview
Leading life and pensions business based in Telford, looking for a new Compliance Senior Consultant to work alongside the busy policy and advice team. The firm are offering Full study support Career development framework to help you progress Telford location - walking distance to the train station Flexible working hours and availability to work from home Fantastic benefits packages Opportunity to work on projects from start to finish The role Business facing compliance policy and advice role, this role offers the opportunity to lead and manage advice projects and deliver them to the business, you will be a strong influencer, have a good personality and 2 years' experience within a life and pensions environment within a compliance role. Duties Provide advice on FCA related matters on business developments and projects to support the business in delivering its compliance responsibilities Analysis and dissemination of FCA publications, delivering analysis and communication of the impact of forthcoming regulatory change Approval of financial promotions and other customer literature for compliance with FCA and other relevant regulatory requirements Act in a business partnering role by having regular meetings with business units to cascade FCA developments and provide guidance to business units on regulatory developments, expectations and requirements Undertake allocated compliance monitoring reviews in line with the agreed CSRG monitoring plan, looking for risks and opportunities to enhance the customer journey. Identify risks or opportunities and engaging the business in formulating pragmatic, customer focused and commercial solutions that minimise the risks and maximise the opportunities Writing and delivering formal training across the business on FCA topics and developments and demonstrating the value of compliant outcomes Oversight of breach analysis and reporting ensuring that areas of risk are identified, communicated and managed on a timely and relevant basis with a particular focus on the identification of potentially unfair customer outcomes and trends Develop and maintain compliance policies, guidelines and procedures which meet internal standards and applicable FCA requirements Support the business partnering arrangement in place with outsource providers by supporting the Compliance Oversight Manager on general compliance matters, compliance developments and change Visit the IDEX Consulting Ltd website for further opportunities. We value diversity and always provide guidance based on merit. Please note that the information supplied may be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.